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SMU Module Review: LAW433 Financial and Securities Regulation

This course aims to give students a practical overview of the principles and statutory regime relating to the regulation of securities in Singapore. Where relevant, comparisons will be made with other jurisdictions such as the United States, United Kingdom, Australia and Hong Kong. Topics to be covered include the capital markets and the regulatory authorities, the pre-listing and the listing process for securities, continuing listing obligations and delisting from the stock exchange. 

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